Supreme Court Sets Aside Enhancement of Sentence in POCSO Case Due to Procedural Violation — High Court's Suo Motu Enhancement Without Notice Held Illegal. Enhancement of Sentence from 7 to 10 Years in Accused's Own Appeal Violates Section 386 Proviso CrPC and Principles of Natural Justice.

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Case Note & Summary

The appellant, Kumar Ghimirey, was convicted by the Special Judge (POCSO Act, 2012) under Section 9/10 of the Protection of Children from Sexual Offences Act, 2012 (POCSO Act) and Section 341 of the Indian Penal Code (IPC) for attempting to sexually assault a seven-year-old girl. The trial court sentenced him to seven years simple imprisonment and a fine of Rs. 50,000 under the POCSO Act, and one month simple imprisonment under Section 341 IPC. The appellant appealed to the Sikkim High Court against his conviction. The High Court, while dismissing the appeal, altered the conviction from Section 9/10 to Section 5(m) read with Section 6 of the POCSO Act, holding that the offence constituted aggravated penetrative sexual assault, and enhanced the sentence to ten years rigorous imprisonment with a fine of Rs. 5,000. The High Court also directed payment of Rs. 1,00,000 compensation to the victim under the Sikkim Compensation to Victim Scheme. The appellant challenged the enhancement of sentence before the Supreme Court, arguing that the High Court could not enhance the sentence in an appeal filed by the accused without issuing a notice for enhancement. The Supreme Court examined the powers of the Appellate Court under Section 386 of the Code of Criminal Procedure, 1973 (CrPC). It noted that under Section 386(b)(iii), in an appeal from a conviction, the Appellate Court may alter the nature or extent of the sentence but cannot enhance it. Enhancement is permissible only in an appeal for enhancement under Section 386(c) or in revision under Section 401 CrPC, and only after giving the accused an opportunity of showing cause against such enhancement as per the proviso to Section 386. The Court found that the High Court had not issued any notice to the appellant before enhancing the sentence, which was a violation of natural justice and the prescribed procedure. Relying on Surjit Singh v. State of Punjab, the Supreme Court held that the enhancement was illegal. Consequently, the Supreme Court allowed the appeal, set aside the High Court's order to the extent it enhanced the sentence, and remitted the matter to the High Court for fresh consideration of the sentence after giving notice of enhancement to the appellant. The conviction under Section 5(m)/6 of the POCSO Act was upheld, but the sentence was left to be determined afresh.

Headnote

A) Criminal Procedure Code - Enhancement of Sentence - Section 386(b)(iii) and proviso - Appeal by Accused - The High Court, while dismissing an appeal filed by the accused against conviction, cannot enhance the sentence without following the procedure prescribed under the proviso to Section 386 CrPC, which requires that the accused be given an opportunity of showing cause against such enhancement. In the instant case, the High Court altered the conviction from Section 9/10 to Section 5(m)/6 of the POCSO Act and enhanced the sentence from seven years to ten years rigorous imprisonment without issuing any notice to the appellant. Held, that the enhancement was illegal and the matter was remitted to the High Court for fresh consideration after giving notice of enhancement (Paras 11-14).

B) Criminal Procedure Code - Powers of Appellate Court - Section 386 - Alteration of Finding - The Appellate Court, in an appeal from conviction, may alter the finding, but cannot enhance the sentence. Enhancement is permissible only in an appeal for enhancement of sentence under Section 386(c) or in revision under Section 401 CrPC, after giving notice to the accused. The High Court's action in enhancing the sentence in the accused's appeal without notice was contrary to law (Paras 10-12).

C) Protection of Children from Sexual Offences Act, 2012 - Aggravated Penetrative Sexual Assault - Sections 5(m), 6, 9, 10 - The High Court, on reappreciation of evidence, found that the offence committed by the appellant was aggravated penetrative sexual assault under Section 5(m) punishable under Section 6, and not under Section 9/10 as held by the trial court. However, the enhancement of sentence from seven years to ten years was set aside due to procedural violation (Paras 5-7, 14).

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Issue of Consideration

Whether the High Court could enhance the sentence of the appellant from seven years to ten years in an appeal filed by the accused without issuing a notice for enhancement under Section 386 proviso of CrPC.

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Final Decision

The Supreme Court allowed the appeal, set aside the High Court's order to the extent it enhanced the sentence, and remitted the matter to the High Court for fresh consideration of the sentence after giving notice of enhancement to the appellant. The conviction under Section 5(m)/6 of the POCSO Act was upheld.

Law Points

  • Enhancement of sentence in appeal by accused requires notice under Section 386 proviso CrPC
  • Appellate Court cannot enhance sentence without giving opportunity of hearing
  • Section 386(b)(iii) CrPC prohibits enhancement in appeal from conviction
  • Section 401 CrPC read with Section 386(b)(iii) allows enhancement only after notice
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Case Details

2019 LawText (SC) (4) 20

Criminal Appeal No. 719 of 2019 (Arising out of SLP (Criminal) No.1948 of 2017)

2019-04-16

Ashok Bhushan

Kumar Ghimirey

The State of Sikkim

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Nature of Litigation

Criminal appeal against conviction and sentence under POCSO Act and IPC, and against enhancement of sentence by High Court.

Remedy Sought

The appellant sought setting aside of the High Court's judgment enhancing the sentence from seven years to ten years rigorous imprisonment.

Filing Reason

The appellant was convicted by the Special Judge under Section 9/10 of POCSO Act and Section 341 IPC, and sentenced to seven years imprisonment. The High Court, while dismissing his appeal, altered the conviction to Section 5(m)/6 of POCSO Act and enhanced the sentence to ten years without issuing a notice for enhancement.

Previous Decisions

The Special Judge convicted the appellant under Section 9/10 of POCSO Act and Section 341 IPC on 31.01.2014. The Sikkim High Court dismissed the appeal on 20.09.2016 but altered the conviction to Section 5(m)/6 of POCSO Act and enhanced the sentence to ten years.

Issues

Whether the High Court could enhance the sentence in an appeal filed by the accused without issuing a notice for enhancement under Section 386 proviso CrPC.

Submissions/Arguments

Appellant: The High Court erred in enhancing the punishment from seven years to ten years without any appeal for enhancement; the maximum punishment under Section 9/10 was seven years, and the High Court should not have enhanced it. Respondent/State: Under Section 386(b) CrPC, the High Court has the power to alter the finding and sentence; the offence was under Section 5(m) which carries a minimum of ten years, so the enhancement was justified.

Ratio Decidendi

In an appeal from conviction, the Appellate Court cannot enhance the sentence without following the procedure under Section 386 proviso CrPC, which requires giving the accused an opportunity of showing cause against enhancement. Enhancement is permissible only in an appeal for enhancement or in revision after notice.

Judgment Excerpts

As per Section 386 clause (b) of Cr.P.C. in an appeal from a conviction although the Appellate Court can alter the finding, maintaining the sentence, or with or without altering the finding, alter the nature or the extent, of the sentence, but not so as to enhance the same. The High Court could have very well exercised power under Section 401 of Cr.P.C. read with Section 386(b)(iii), could have enhanced the sentence but the said course is permissible only after giving notice of enhancement. Rules of natural justice as also the prescribed procedure require that the sentence imposed on the accused cannot be enhanced without giving an opportunity of hearing.

Procedural History

The appellant was convicted by the Special Judge (POCSO Act) on 31.01.2014 under Section 9/10 of POCSO Act and Section 341 IPC, sentenced to seven years and one month respectively. He appealed to the Sikkim High Court (Criminal Appeal No.19 of 2015), which dismissed the appeal on 20.09.2016 but altered the conviction to Section 5(m)/6 of POCSO Act and enhanced the sentence to ten years rigorous imprisonment. The appellant then filed a Special Leave Petition before the Supreme Court, which was converted into Criminal Appeal No. 719 of 2019.

Acts & Sections

  • Code of Criminal Procedure, 1973 (CrPC): 386, 386(b), 386(b)(iii), 386(c), 401, 307, 390, 391
  • Protection of Children from Sexual Offences Act, 2012 (POCSO Act): 4, 5, 5(m), 6, 9, 10
  • Indian Penal Code, 1860 (IPC): 341, 342, 376, 376(2), 376/511, 302
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